Common Tricks of the Certificate of HNTE in IPO

With the disclosure of the annual report of the listed companies, it is reported that many new listed companies with well financial performance before IPO went through a dramatic slowdown of their financial performance immediately following the IPO. The main reason is that some companies had tried to whitewash their financial report by playing sophisticated accounting and capital tricks, with a view to obtain the IPO approval and to get a higher issuance price of stock.

One of the common tricks used by the high-tech enterprises is to take advantage of the tax incentive by getting the qualification certificate of the high and new technology enterprises (“HNTE”) by cheating. The relevant authorities have noticed such tricks and strengthen the examination and review of the HNTEs.

The article sets out several common tricks used by the listed companies before IPO, the precedent and the comments.

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